AdvisorGrade
Fee-onlyFiduciaryNo reported disclosuresLocal

Cetera Advisory Services LLC

Cetera Advisory Services LLC is a fee-only, SEC-registered investment adviser in El Segundo, California, registered with the SEC since 2016. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

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Source: SEC Form ADV · CRD #285648 · SEC #801-108603 · SEC-registered since 2016 (10 yrs) · Last filing data January 1, 2026

AUM
Not reported

as of 2026

Fee model
Fee-only

per Form ADV 5.E

Clients
Not reported

Form ADV 5.C — may be institutional

Employees
14

14 advisers

Overview

AI-generated summary

Cetera Advisory Services LLC is a fee-only, SEC-registered investment adviser based in El Segundo, California. It did not report regulatory assets under management on its most recent Form ADV. The firm reported no disclosures on its most recent Form ADV filing.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
285648
SEC #
801-108603
Headquarters
El Segundo, CA
Employees
14

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-only — the firm reports being paid by clients (e.g. a percentage of assets) and not through commissions.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Disclosures

Cetera Advisory Services LLC reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

Frequently asked questions

Is Cetera Advisory Services LLC a fiduciary?+

Yes. Cetera Advisory Services LLC is an SEC-registered investment adviser (CRD #285648), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Cetera Advisory Services LLC compensated?+

Cetera Advisory Services LLC reports a fee-only compensation model on its Form ADV. Fee-only advisers are paid by their clients (for example, a percentage of assets managed) and do not earn commissions. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Cetera Advisory Services LLC manage?+

Cetera Advisory Services LLC did not report regulatory assets under management on its most recent Form ADV. See the SEC IAPD record for details.

Does Cetera Advisory Services LLC have any disclosures?+

Cetera Advisory Services LLC reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Cetera Advisory Services LLC has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

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