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Red Seven

Red Seven is a fee-only, SEC-registered investment adviser in Escondido, California, registered with the SEC since 2026, managing approximately $104M. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

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Source: SEC Form ADV · CRD #168542 · SEC #801-136524 · SEC-registered since 2026 (0 yrs) · Last filing data January 1, 2026

AUM
$104Mas of 2026
Fee model
Fee-onlyper Form ADV 5.E
Clients
Not reportedForm ADV 5.C (may be institutional)
Employees
44 advisers

Assets per adviser

$26Mper adviser

A scale-normalized measure that lets you compare large and small firms. The typical firm in our directory manages about $102M per adviser. This firm is more adviser-heavy (fewer assets per adviser).

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Overview

AI-generated summary

Red Seven is a fee-only, SEC-registered investment adviser based in Escondido, California. It reported approximately $104M in regulatory assets under management on its most recent Form ADV. The firm reported no disclosures on its most recent Form ADV filing.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
168542
SEC #
801-136524
Headquarters
Escondido, CA
Employees
4

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-only. The firm reports being paid by clients (e.g. a percentage of assets) and not through commissions.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Assets under management

2026$104M
Assets under management by year
YearReported AUM
2026$104M

Reflects the most recent Form ADV filing. Multi-year history is added as additional historical filings are ingested.

Disclosures

Red Seven reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

In the news

Headlines from third-party news sources via Google News. AdvisorGrade.com does not endorse or verify their content.

Frequently asked questions

Is Red Seven a fiduciary?+

Yes. Red Seven is an SEC-registered investment adviser (CRD #168542), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Red Seven compensated?+

Red Seven reports a fee-only compensation model on its Form ADV. Fee-only advisers are paid by their clients (for example, a percentage of assets managed) and do not earn commissions. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Red Seven manage?+

Red Seven reported approximately $104M in regulatory assets under management as of its most recent Form ADV filing.

Does Red Seven have any disclosures?+

Red Seven reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Red Seven has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

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