AdvisorGrade
Fee-onlyFiduciaryRegional

Pvg Asset Management Corp

Pvg Asset Management Corp is a fee-only, SEC-registered investment adviser in Centennial, Colorado, registered with the SEC since 1987, managing approximately $625M. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

View official SEC record ↗Firm website ↗Try our matching tool →

Source: SEC Form ADV · CRD #105541 · SEC #801-30581 · SEC-registered since 1987 (39 yrs) · Last filing data January 1, 2026

AUM
$625M

as of 2026

Fee model
Fee-only

per Form ADV 5.E

Clients
Not reported

Form ADV 5.C — may be institutional

Employees
9

6 advisers

Assets per adviser

$104Mper adviser

A scale-normalized measure that lets you compare large and small firms. The typical firm in our directory manages about $102M per adviser — this firm is around the typical range.

Overview

AI-generated summary

Pvg Asset Management Corp is a fee-only, SEC-registered investment adviser based in Centennial, Colorado. It reported approximately $625M in regulatory assets under management on its most recent Form ADV. The firm reports one or more disclosure events on Form ADV Item 11 — see the disclosures section below.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
105541
SEC #
801-30581
Headquarters
Centennial, CO
Employees
9

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-only — the firm reports being paid by clients (e.g. a percentage of assets) and not through commissions.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Assets under management

2026$625M
Assets under management by year
YearReported AUM
2026$625M

Reflects the most recent Form ADV filing. Multi-year history is added as additional historical filings are ingested.

Disclosures

  • 2026 · Other regulatory agency disclosure

    Pvg Asset Management Corp reported one or more matters in this category on Form ADV Item 11. Form ADV Part 1 indicates that a disclosure exists but not its outcome; review the full Disclosure Reporting Pages on the SEC IAPD record for details and resolution.

  • 2026 · Self-regulatory organization disclosure

    Pvg Asset Management Corp reported one or more matters in this category on Form ADV Item 11. Form ADV Part 1 indicates that a disclosure exists but not its outcome; review the full Disclosure Reporting Pages on the SEC IAPD record for details and resolution.

  • Detailed, AI-summarized breakdowns of each event are being rolled out across the directory. For now, review the full Disclosure Reporting Pages on the SEC IAPD record.

Frequently asked questions

Is Pvg Asset Management Corp a fiduciary?+

Yes. Pvg Asset Management Corp is an SEC-registered investment adviser (CRD #105541), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Pvg Asset Management Corp compensated?+

Pvg Asset Management Corp reports a fee-only compensation model on its Form ADV. Fee-only advisers are paid by their clients (for example, a percentage of assets managed) and do not earn commissions. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Pvg Asset Management Corp manage?+

Pvg Asset Management Corp reported approximately $625M in regulatory assets under management as of its most recent Form ADV filing.

Does Pvg Asset Management Corp have any disclosures?+

Pvg Asset Management Corp reported one or more disclosure events on Form ADV Item 11 (other regulatory agency disclosure, self-regulatory organization disclosure). A disclosure is not by itself a finding of wrongdoing; review the full Disclosure Reporting Pages on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Pvg Asset Management Corp has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

·
← Back to directory