AdvisorGrade
Fee-onlyFiduciaryNo reported disclosuresRegional

Monticello Associates, LLC

Monticello Associates, LLC is a fee-only, SEC-registered investment adviser in Denver, Colorado, registered with the SEC since 1996. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

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Source: SEC Form ADV · CRD #107392 · SEC #801-51758 · SEC-registered since 1996 (30 yrs) · Last filing data January 1, 2026

AUM
Not reportedas of 2026
Fee model
Fee-onlyper Form ADV 5.E
Clients
426Form ADV 5.C (may be institutional)
Employees
5831 advisers

Overview

AI-generated summary

Monticello Associates, LLC is a fee-only, SEC-registered investment adviser based in Denver, Colorado. It did not report regulatory assets under management on its most recent Form ADV. The firm reported no disclosures on its most recent Form ADV filing.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
107392
SEC #
801-51758
Headquarters
Denver, CO
Employees
58

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-only. The firm reports being paid by clients (e.g. a percentage of assets) and not through commissions.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Disclosures

Monticello Associates, LLC reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

Frequently asked questions

Is Monticello Associates, LLC a fiduciary?+

Yes. Monticello Associates, LLC is an SEC-registered investment adviser (CRD #107392), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Monticello Associates, LLC compensated?+

Monticello Associates, LLC reports a fee-only compensation model on its Form ADV. Fee-only advisers are paid by their clients (for example, a percentage of assets managed) and do not earn commissions. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Monticello Associates, LLC manage?+

Monticello Associates, LLC did not report regulatory assets under management on its most recent Form ADV. See the SEC IAPD record for details.

Does Monticello Associates, LLC have any disclosures?+

Monticello Associates, LLC reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Monticello Associates, LLC has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

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