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Fee-onlyFiduciaryNo reported disclosuresLocal

Top Private Wealth

Top Private Wealth is a fee-only, SEC-registered investment adviser in Glastonbury, Connecticut, registered with the SEC since 2026, managing approximately $106M. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

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Source: SEC Form ADV · CRD #331000 · SEC #801-136582 · SEC-registered since 2026 (0 yrs) · Last filing data January 1, 2026

AUM
$106Mas of 2026
Fee model
Fee-onlyper Form ADV 5.E
Clients
2Form ADV 5.C (may be institutional)
Employees
22 advisers

Assets per adviser

$53Mper adviser

A scale-normalized measure that lets you compare large and small firms. The typical firm in our directory manages about $102M per adviser. This firm is more adviser-heavy (fewer assets per adviser).

Overview

AI-generated summary

Top Private Wealth is a fee-only, SEC-registered investment adviser based in Glastonbury, Connecticut. It reported approximately $106M in regulatory assets under management on its most recent Form ADV. The firm reported no disclosures on its most recent Form ADV filing.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
331000
SEC #
801-136582
Headquarters
Glastonbury, CT
Employees
2

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-only. The firm reports being paid by clients (e.g. a percentage of assets) and not through commissions.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Assets under management

2026$106M
Assets under management by year
YearReported AUM
2026$106M

Reflects the most recent Form ADV filing. Multi-year history is added as additional historical filings are ingested.

Disclosures

Top Private Wealth reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

In the news

Headlines from third-party news sources via Google News. AdvisorGrade.com does not endorse or verify their content.

Frequently asked questions

Is Top Private Wealth a fiduciary?+

Yes. Top Private Wealth is an SEC-registered investment adviser (CRD #331000), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Top Private Wealth compensated?+

Top Private Wealth reports a fee-only compensation model on its Form ADV. Fee-only advisers are paid by their clients (for example, a percentage of assets managed) and do not earn commissions. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Top Private Wealth manage?+

Top Private Wealth reported approximately $106M in regulatory assets under management as of its most recent Form ADV filing.

Does Top Private Wealth have any disclosures?+

Top Private Wealth reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Top Private Wealth has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

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