AdvisorGrade
Fee-basedFiduciaryNo reported disclosuresLocal

Plan Confidence Corporation

Plan Confidence Corporation is a fee-based, SEC-registered investment adviser in Sarasota, Florida, registered with the SEC since 2016. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

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Source: SEC Form ADV · CRD #283781 · SEC #801-107791 · SEC-registered since 2016 (10 yrs) · Last filing data January 1, 2026

AUM
Not reported

as of 2026

Fee model
Fee-based

per Form ADV 5.E

Clients
859

Form ADV 5.C — may be institutional

Employees
3

1 advisers

Overview

AI-generated summary

Plan Confidence Corporation is a fee-based, SEC-registered investment adviser based in Sarasota, Florida. It did not report regulatory assets under management on its most recent Form ADV. The firm reported no disclosures on its most recent Form ADV filing.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
283781
SEC #
801-107791
Headquarters
Sarasota, FL
Employees
3

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-based — the firm reports client fees and may also receive commissions on certain products.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Disclosures

Plan Confidence Corporation reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

Frequently asked questions

Is Plan Confidence Corporation a fiduciary?+

Yes. Plan Confidence Corporation is an SEC-registered investment adviser (CRD #283781), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Plan Confidence Corporation compensated?+

Plan Confidence Corporation reports a fee-based compensation model on its Form ADV. Fee-based advisers charge client fees and may also earn commissions on certain products. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Plan Confidence Corporation manage?+

Plan Confidence Corporation did not report regulatory assets under management on its most recent Form ADV. See the SEC IAPD record for details.

Does Plan Confidence Corporation have any disclosures?+

Plan Confidence Corporation reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Plan Confidence Corporation has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

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