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Harger And Company, INC.

Harger And Company, INC. is a fee-based, SEC-registered investment adviser in Baton Rouge, Louisiana, registered with the SEC since 2024, managing approximately $137M. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

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Source: SEC Form ADV · CRD #10385 · SEC #801-129739 · SEC-registered since 2024 (2 yrs) · Last filing data January 1, 2026

AUM
$137M

as of 2026

Fee model
Fee-based

per Form ADV 5.E

Clients
Not reported

Form ADV 5.C — may be institutional

Employees
3

3 advisers

Assets per adviser

$46Mper adviser

A scale-normalized measure that lets you compare large and small firms. The typical firm in our directory manages about $102M per adviser — this firm is more adviser-heavy (fewer assets per adviser).

From hargerandcompany.com

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Overview

AI-generated summary

Harger And Company, INC. is a fee-based, SEC-registered investment adviser based in Baton Rouge, Louisiana. It reported approximately $137M in regulatory assets under management on its most recent Form ADV. The firm reports one or more disclosure events on Form ADV Item 11 — see the disclosures section below.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
10385
SEC #
801-129739
Headquarters
Baton Rouge, LA
Employees
3

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-based — the firm reports client fees and may also receive commissions on certain products.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Assets under management

2026$137M
Assets under management by year
YearReported AUM
2026$137M

Reflects the most recent Form ADV filing. Multi-year history is added as additional historical filings are ingested.

Disclosures

  • 2026 · Self-regulatory organization disclosure

    Harger And Company, INC. reported one or more matters in this category on Form ADV Item 11. Form ADV Part 1 indicates that a disclosure exists but not its outcome; review the full Disclosure Reporting Pages on the SEC IAPD record for details and resolution.

  • Detailed, AI-summarized breakdowns of each event are being rolled out across the directory. For now, review the full Disclosure Reporting Pages on the SEC IAPD record.

Frequently asked questions

Is Harger And Company, INC. a fiduciary?+

Yes. Harger And Company, INC. is an SEC-registered investment adviser (CRD #10385), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Harger And Company, INC. compensated?+

Harger And Company, INC. reports a fee-based compensation model on its Form ADV. Fee-based advisers charge client fees and may also earn commissions on certain products. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Harger And Company, INC. manage?+

Harger And Company, INC. reported approximately $137M in regulatory assets under management as of its most recent Form ADV filing.

Does Harger And Company, INC. have any disclosures?+

Harger And Company, INC. reported one or more disclosure events on Form ADV Item 11 (self-regulatory organization disclosure). A disclosure is not by itself a finding of wrongdoing; review the full Disclosure Reporting Pages on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Harger And Company, INC. has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

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