AdvisorGrade
Fee-basedFiduciaryNo reported disclosuresLocal

Potomac Asset Management Co INC

Potomac Asset Management Co INC is a fee-based, SEC-registered investment adviser in Frederick, Maryland, registered with the SEC since 1981, managing approximately $114M. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

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Source: SEC Form ADV · CRD #105730 · SEC #801-16383 · SEC-registered since 1981 (45 yrs) · Last filing data January 1, 2017

AUM
$114M

as of 2017

Fee model
Fee-based

per Form ADV 5.E

Clients
1,125

Form ADV 5.C — may be institutional

Employees
6

2 advisers

Assets per adviser

$57Mper adviser

A scale-normalized measure that lets you compare large and small firms. The typical firm in our directory manages about $102M per adviser — this firm is more adviser-heavy (fewer assets per adviser).

Overview

AI-generated summary

Potomac Asset Management Co INC is a fee-based, SEC-registered investment adviser based in Frederick, Maryland. It reported approximately $114M in regulatory assets under management on its most recent Form ADV. The firm reported no disclosures on its most recent Form ADV filing.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
105730
SEC #
801-16383
Headquarters
Frederick, MD
Employees
6

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-based — the firm reports client fees and may also receive commissions on certain products.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Assets under management

2017$114M
Assets under management by year
YearReported AUM
2017$114M

Reflects the most recent Form ADV filing. Multi-year history is added as additional historical filings are ingested.

Disclosures

Potomac Asset Management Co INC reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

Frequently asked questions

Is Potomac Asset Management Co INC a fiduciary?+

Yes. Potomac Asset Management Co INC is an SEC-registered investment adviser (CRD #105730), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Potomac Asset Management Co INC compensated?+

Potomac Asset Management Co INC reports a fee-based compensation model on its Form ADV. Fee-based advisers charge client fees and may also earn commissions on certain products. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Potomac Asset Management Co INC manage?+

Potomac Asset Management Co INC reported approximately $114M in regulatory assets under management as of its most recent Form ADV filing.

Does Potomac Asset Management Co INC have any disclosures?+

Potomac Asset Management Co INC reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Potomac Asset Management Co INC has not verified or endorsed this information. Last updated from filings: January 1, 2017. View the official filing at SEC IAPD.

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