Bay Pointe Financial
Bay Pointe Financial is a fee-based, SEC-registered investment adviser in New Baltimore, Michigan, registered with the SEC since 2026. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.
Source: SEC Form ADV · CRD #340986 · SEC #801-136334 · SEC-registered since 2026 (0 yrs) · Last filing data January 1, 2026
- AUM
- Not reported
- Fee model
- Fee-based
- Clients
- Not reported
- Employees
- 3
as of 2026
per Form ADV 5.E
Form ADV 5.C — may be institutional
2 advisers
Overview
AI-generated summary
Bay Pointe Financial is a fee-based, SEC-registered investment adviser based in New Baltimore, Michigan. It did not report regulatory assets under management on its most recent Form ADV. The firm reported no disclosures on its most recent Form ADV filing.
This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.
Firm details
- CRD #
- 340986
- SEC #
- 801-136334
- Headquarters
- New Baltimore, MI
- Employees
- 3
Clients served
Client types not reported on this filing.
Fees & compensation
- Compensation model: Fee-based — the firm reports client fees and may also receive commissions on certain products.
- Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
- Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
- Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.
Disclosures
Bay Pointe Financial reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.
Frequently asked questions
Is Bay Pointe Financial a fiduciary?+
Yes. Bay Pointe Financial is an SEC-registered investment adviser (CRD #340986), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.
How is Bay Pointe Financial compensated?+
Bay Pointe Financial reports a fee-based compensation model on its Form ADV. Fee-based advisers charge client fees and may also earn commissions on certain products. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.
How much money does Bay Pointe Financial manage?+
Bay Pointe Financial did not report regulatory assets under management on its most recent Form ADV. See the SEC IAPD record for details.
Does Bay Pointe Financial have any disclosures?+
Bay Pointe Financial reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.
This profile is generated from publicly available SEC filings. Bay Pointe Financial has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.