AdvisorGrade
Fee-onlyFiduciaryNo reported disclosuresLocalInternational

Empire Financial Management Company, LLC

Empire Financial Management Company, LLC is a fee-only, SEC-registered investment adviser in Holmdel, New Jersey, registered with the SEC since 2015, managing approximately $706M. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

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Source: SEC Form ADV · CRD #146097 · SEC #801-106958 · SEC-registered since 2015 (11 yrs) · Last filing data January 1, 2026

AUM
$706M

as of 2026

Fee model
Fee-only

per Form ADV 5.E

Clients
Not reported

Form ADV 5.C — may be institutional

Employees
12

10 advisers

Assets per adviser

$71Mper adviser

A scale-normalized measure that lets you compare large and small firms. The typical firm in our directory manages about $102M per adviser — this firm is around the typical range.

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Overview

AI-generated summary

Empire Financial Management Company, LLC is a fee-only, SEC-registered investment adviser based in Holmdel, New Jersey. It reported approximately $706M in regulatory assets under management on its most recent Form ADV. The firm reported no disclosures on its most recent Form ADV filing.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
146097
SEC #
801-106958
Headquarters
Holmdel, NJ
Employees
12

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-only — the firm reports being paid by clients (e.g. a percentage of assets) and not through commissions.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Assets under management

2026$706M
Assets under management by year
YearReported AUM
2026$706M

Reflects the most recent Form ADV filing. Multi-year history is added as additional historical filings are ingested.

Disclosures

Empire Financial Management Company, LLC reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

Frequently asked questions

Is Empire Financial Management Company, LLC a fiduciary?+

Yes. Empire Financial Management Company, LLC is an SEC-registered investment adviser (CRD #146097), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Empire Financial Management Company, LLC compensated?+

Empire Financial Management Company, LLC reports a fee-only compensation model on its Form ADV. Fee-only advisers are paid by their clients (for example, a percentage of assets managed) and do not earn commissions. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Empire Financial Management Company, LLC manage?+

Empire Financial Management Company, LLC reported approximately $706M in regulatory assets under management as of its most recent Form ADV filing.

Does Empire Financial Management Company, LLC have any disclosures?+

Empire Financial Management Company, LLC reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Empire Financial Management Company, LLC has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

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