AdvisorGrade
Fee-basedFiduciaryNo reported disclosuresLocal

Ernst & Young Investment Advisers LLP

Ernst & Young Investment Advisers LLP is a fee-based, SEC-registered investment adviser in Secaucus, New Jersey, registered with the SEC since 1995. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

Source: SEC Form ADV · CRD #110921 · SEC #801-48596 · SEC-registered since 1995 (31 yrs) · Last filing data January 1, 2026

AUM
Not reported

as of 2026

Fee model
Fee-based

per Form ADV 5.E

Clients
30

Form ADV 5.C — may be institutional

Employees
140

140 advisers

Overview

AI-generated summary

Ernst & Young Investment Advisers LLP is a fee-based, SEC-registered investment adviser based in Secaucus, New Jersey. It did not report regulatory assets under management on its most recent Form ADV. The firm reported no disclosures on its most recent Form ADV filing.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
110921
SEC #
801-48596
Headquarters
Secaucus, NJ
Employees
140

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-based — the firm reports client fees and may also receive commissions on certain products.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Disclosures

Ernst & Young Investment Advisers LLP reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

Frequently asked questions

Is Ernst & Young Investment Advisers LLP a fiduciary?+

Yes. Ernst & Young Investment Advisers LLP is an SEC-registered investment adviser (CRD #110921), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Ernst & Young Investment Advisers LLP compensated?+

Ernst & Young Investment Advisers LLP reports a fee-based compensation model on its Form ADV. Fee-based advisers charge client fees and may also earn commissions on certain products. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Ernst & Young Investment Advisers LLP manage?+

Ernst & Young Investment Advisers LLP did not report regulatory assets under management on its most recent Form ADV. See the SEC IAPD record for details.

Does Ernst & Young Investment Advisers LLP have any disclosures?+

Ernst & Young Investment Advisers LLP reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Ernst & Young Investment Advisers LLP has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

·
← Back to directory