AdvisorGrade
Fee-basedFiduciaryRegional

Palisade Investments, LLC

Palisade Investments, LLC is a fee-based, SEC-registered investment adviser in Zephyr Cove, Nevada, registered with the SEC since 2014, managing approximately $653M. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

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Source: SEC Form ADV · CRD #124776 · SEC #801-80001 · SEC-registered since 2014 (12 yrs) · Last filing data January 1, 2026

AUM
$653M

as of 2026

Fee model
Fee-based

per Form ADV 5.E

Clients
Not reported

Form ADV 5.C — may be institutional

Employees
8

7 advisers

Assets per adviser

$93Mper adviser

A scale-normalized measure that lets you compare large and small firms. The typical firm in our directory manages about $102M per adviser — this firm is around the typical range.

From palisadeinvestments.com

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Overview

AI-generated summary

Palisade Investments, LLC is a fee-based, SEC-registered investment adviser based in Zephyr Cove, Nevada. It reported approximately $653M in regulatory assets under management on its most recent Form ADV. The firm reports one or more disclosure events on Form ADV Item 11 — see the disclosures section below.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
124776
SEC #
801-80001
Headquarters
Zephyr Cove, NV
Employees
8

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-based — the firm reports client fees and may also receive commissions on certain products.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Assets under management

2026$653M
Assets under management by year
YearReported AUM
2026$653M

Reflects the most recent Form ADV filing. Multi-year history is added as additional historical filings are ingested.

Disclosures

  • 2026 · Other regulatory agency disclosure

    Palisade Investments, LLC reported one or more matters in this category on Form ADV Item 11. Form ADV Part 1 indicates that a disclosure exists but not its outcome; review the full Disclosure Reporting Pages on the SEC IAPD record for details and resolution.

  • Detailed, AI-summarized breakdowns of each event are being rolled out across the directory. For now, review the full Disclosure Reporting Pages on the SEC IAPD record.

Frequently asked questions

Is Palisade Investments, LLC a fiduciary?+

Yes. Palisade Investments, LLC is an SEC-registered investment adviser (CRD #124776), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Palisade Investments, LLC compensated?+

Palisade Investments, LLC reports a fee-based compensation model on its Form ADV. Fee-based advisers charge client fees and may also earn commissions on certain products. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Palisade Investments, LLC manage?+

Palisade Investments, LLC reported approximately $653M in regulatory assets under management as of its most recent Form ADV filing.

Does Palisade Investments, LLC have any disclosures?+

Palisade Investments, LLC reported one or more disclosure events on Form ADV Item 11 (other regulatory agency disclosure). A disclosure is not by itself a finding of wrongdoing; review the full Disclosure Reporting Pages on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Palisade Investments, LLC has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

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