AdvisorGrade
Fee-basedFiduciaryRegional

Bernstein Institutional Services LLC

Bernstein Institutional Services LLC is a fee-based, SEC-registered investment adviser in New York, New York, registered with the SEC since 2024. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

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Source: SEC Form ADV · CRD #317807 · SEC #801-129468 · SEC-registered since 2024 (2 yrs) · Last filing data January 1, 2026

AUM
Not reported

as of 2026

Fee model
Fee-based

per Form ADV 5.E

Clients
Not reported

Form ADV 5.C — may be institutional

Employees
282

92 advisers

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Overview

AI-generated summary

Bernstein Institutional Services LLC is a fee-based, SEC-registered investment adviser based in New York, New York. It did not report regulatory assets under management on its most recent Form ADV. The firm reports one or more disclosure events on Form ADV Item 11 — see the disclosures section below.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
317807
SEC #
801-129468
Headquarters
New York, NY
Employees
282

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-based — the firm reports client fees and may also receive commissions on certain products.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Disclosures

  • 2026 · Criminal disclosure

    Bernstein Institutional Services LLC reported one or more matters in this category on Form ADV Item 11. Form ADV Part 1 indicates that a disclosure exists but not its outcome; review the full Disclosure Reporting Pages on the SEC IAPD record for details and resolution.

  • 2026 · SEC or CFTC regulatory disclosure

    Bernstein Institutional Services LLC reported one or more matters in this category on Form ADV Item 11. Form ADV Part 1 indicates that a disclosure exists but not its outcome; review the full Disclosure Reporting Pages on the SEC IAPD record for details and resolution.

  • 2026 · Other regulatory agency disclosure

    Bernstein Institutional Services LLC reported one or more matters in this category on Form ADV Item 11. Form ADV Part 1 indicates that a disclosure exists but not its outcome; review the full Disclosure Reporting Pages on the SEC IAPD record for details and resolution.

  • 2026 · Self-regulatory organization disclosure

    Bernstein Institutional Services LLC reported one or more matters in this category on Form ADV Item 11. Form ADV Part 1 indicates that a disclosure exists but not its outcome; review the full Disclosure Reporting Pages on the SEC IAPD record for details and resolution.

  • 2026 · Authorization or bond disclosure

    Bernstein Institutional Services LLC reported one or more matters in this category on Form ADV Item 11. Form ADV Part 1 indicates that a disclosure exists but not its outcome; review the full Disclosure Reporting Pages on the SEC IAPD record for details and resolution.

  • Detailed, AI-summarized breakdowns of each event are being rolled out across the directory. For now, review the full Disclosure Reporting Pages on the SEC IAPD record.

Frequently asked questions

Is Bernstein Institutional Services LLC a fiduciary?+

Yes. Bernstein Institutional Services LLC is an SEC-registered investment adviser (CRD #317807), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Bernstein Institutional Services LLC compensated?+

Bernstein Institutional Services LLC reports a fee-based compensation model on its Form ADV. Fee-based advisers charge client fees and may also earn commissions on certain products. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Bernstein Institutional Services LLC manage?+

Bernstein Institutional Services LLC did not report regulatory assets under management on its most recent Form ADV. See the SEC IAPD record for details.

Does Bernstein Institutional Services LLC have any disclosures?+

Bernstein Institutional Services LLC reported one or more disclosure events on Form ADV Item 11 (criminal disclosure, sec or cftc regulatory disclosure, other regulatory agency disclosure, self-regulatory organization disclosure, authorization or bond disclosure). A disclosure is not by itself a finding of wrongdoing; review the full Disclosure Reporting Pages on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Bernstein Institutional Services LLC has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

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