Saybrook Capital Corp
Saybrook Capital Corp is a fee-only, SEC-registered investment adviser in Sag Harbor, New York, registered with the SEC since 1989, managing approximately $503M. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.
Source: SEC Form ADV · CRD #107679 · SEC #801-35487 · SEC-registered since 1989 (37 yrs) · Last filing data January 1, 2026
- AUM
- $503M
- Fee model
- Fee-only
- Clients
- 155
- Employees
- 4
as of 2026
per Form ADV 5.E
Form ADV 5.C — may be institutional
2 advisers
Assets per adviser
$251Mper adviser
A scale-normalized measure that lets you compare large and small firms. The typical firm in our directory manages about $102M per adviser — this firm runs leaner (more assets per adviser).
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Overview
AI-generated summary
Saybrook Capital Corp is a fee-only, SEC-registered investment adviser based in Sag Harbor, New York. It reported approximately $503M in regulatory assets under management on its most recent Form ADV. The firm reported no disclosures on its most recent Form ADV filing.
This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.
Firm details
- CRD #
- 107679
- SEC #
- 801-35487
- Headquarters
- Sag Harbor, NY
- Employees
- 4
Clients served
Client types not reported on this filing.
Fees & compensation
- Compensation model: Fee-only — the firm reports being paid by clients (e.g. a percentage of assets) and not through commissions.
- Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
- Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
- Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.
Assets under management
| Year | Reported AUM |
|---|---|
| 2026 | $503M |
Reflects the most recent Form ADV filing. Multi-year history is added as additional historical filings are ingested.
Disclosures
Saybrook Capital Corp reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.
Frequently asked questions
Is Saybrook Capital Corp a fiduciary?+
Yes. Saybrook Capital Corp is an SEC-registered investment adviser (CRD #107679), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.
How is Saybrook Capital Corp compensated?+
Saybrook Capital Corp reports a fee-only compensation model on its Form ADV. Fee-only advisers are paid by their clients (for example, a percentage of assets managed) and do not earn commissions. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.
How much money does Saybrook Capital Corp manage?+
Saybrook Capital Corp reported approximately $503M in regulatory assets under management as of its most recent Form ADV filing.
Does Saybrook Capital Corp have any disclosures?+
Saybrook Capital Corp reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.
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No reported disclosures
This profile is generated from publicly available SEC filings. Saybrook Capital Corp has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.