AdvisorGrade
Fee-onlyFiduciaryRegional

Nationwide Securities, LLC

Nationwide Securities, LLC is a fee-only, SEC-registered investment adviser in Columbus, Ohio, registered with the SEC since 2008. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

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Source: SEC Form ADV · CRD #11173 · SEC #801-69260 · SEC-registered since 2008 (18 yrs) · Last filing data January 1, 2026

AUM
Not reported

as of 2026

Fee model
Fee-only

per Form ADV 5.E

Clients
108

Form ADV 5.C — may be institutional

Employees
26

7 advisers

From nationwide.com

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Overview

AI-generated summary

Nationwide Securities, LLC is a fee-only, SEC-registered investment adviser based in Columbus, Ohio. It did not report regulatory assets under management on its most recent Form ADV. The firm reports one or more disclosure events on Form ADV Item 11 — see the disclosures section below.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
11173
SEC #
801-69260
Headquarters
Columbus, OH
Employees
26

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-only — the firm reports being paid by clients (e.g. a percentage of assets) and not through commissions.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Disclosures

  • 2026 · SEC or CFTC regulatory disclosure

    Nationwide Securities, LLC reported one or more matters in this category on Form ADV Item 11. Form ADV Part 1 indicates that a disclosure exists but not its outcome; review the full Disclosure Reporting Pages on the SEC IAPD record for details and resolution.

  • 2026 · Other regulatory agency disclosure

    Nationwide Securities, LLC reported one or more matters in this category on Form ADV Item 11. Form ADV Part 1 indicates that a disclosure exists but not its outcome; review the full Disclosure Reporting Pages on the SEC IAPD record for details and resolution.

  • 2026 · Self-regulatory organization disclosure

    Nationwide Securities, LLC reported one or more matters in this category on Form ADV Item 11. Form ADV Part 1 indicates that a disclosure exists but not its outcome; review the full Disclosure Reporting Pages on the SEC IAPD record for details and resolution.

  • Detailed, AI-summarized breakdowns of each event are being rolled out across the directory. For now, review the full Disclosure Reporting Pages on the SEC IAPD record.

Frequently asked questions

Is Nationwide Securities, LLC a fiduciary?+

Yes. Nationwide Securities, LLC is an SEC-registered investment adviser (CRD #11173), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Nationwide Securities, LLC compensated?+

Nationwide Securities, LLC reports a fee-only compensation model on its Form ADV. Fee-only advisers are paid by their clients (for example, a percentage of assets managed) and do not earn commissions. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Nationwide Securities, LLC manage?+

Nationwide Securities, LLC did not report regulatory assets under management on its most recent Form ADV. See the SEC IAPD record for details.

Does Nationwide Securities, LLC have any disclosures?+

Nationwide Securities, LLC reported one or more disclosure events on Form ADV Item 11 (sec or cftc regulatory disclosure, other regulatory agency disclosure, self-regulatory organization disclosure). A disclosure is not by itself a finding of wrongdoing; review the full Disclosure Reporting Pages on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Nationwide Securities, LLC has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

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