AdvisorGrade
Fee-onlyFiduciaryNo reported disclosuresLocal

Reservoir Wealth Management

Reservoir Wealth Management is a fee-only, SEC-registered investment adviser in Lima, Ohio, registered with the SEC since 2021, managing approximately $209M. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

View official SEC record ↗Firm website ↗Try our matching tool →

Source: SEC Form ADV · CRD #293131 · SEC #801-122212 · SEC-registered since 2021 (5 yrs) · Last filing data January 1, 2026

AUM
$209M

as of 2026

Fee model
Fee-only

per Form ADV 5.E

Clients
Not reported

Form ADV 5.C — may be institutional

Employees
2

2 advisers

Assets per adviser

$104Mper adviser

A scale-normalized measure that lets you compare large and small firms. The typical firm in our directory manages about $102M per adviser — this firm is around the typical range.

From reservwealth.com

Visit site ↗
Screenshot of the Reservoir Wealth Management website

Overview

AI-generated summary

Reservoir Wealth Management is a fee-only, SEC-registered investment adviser based in Lima, Ohio. It reported approximately $209M in regulatory assets under management on its most recent Form ADV. The firm reported no disclosures on its most recent Form ADV filing.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
293131
SEC #
801-122212
Headquarters
Lima, OH
Employees
2

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-only — the firm reports being paid by clients (e.g. a percentage of assets) and not through commissions.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Assets under management

2026$209M
Assets under management by year
YearReported AUM
2026$209M

Reflects the most recent Form ADV filing. Multi-year history is added as additional historical filings are ingested.

Disclosures

Reservoir Wealth Management reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

Frequently asked questions

Is Reservoir Wealth Management a fiduciary?+

Yes. Reservoir Wealth Management is an SEC-registered investment adviser (CRD #293131), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Reservoir Wealth Management compensated?+

Reservoir Wealth Management reports a fee-only compensation model on its Form ADV. Fee-only advisers are paid by their clients (for example, a percentage of assets managed) and do not earn commissions. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Reservoir Wealth Management manage?+

Reservoir Wealth Management reported approximately $209M in regulatory assets under management as of its most recent Form ADV filing.

Does Reservoir Wealth Management have any disclosures?+

Reservoir Wealth Management reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Reservoir Wealth Management has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

·
← Back to directory