Higginbotham Retirement Advisors, INC.
Higginbotham Retirement Advisors, INC. is a fee-based, SEC-registered investment adviser in Houston, Texas, registered with the SEC since 2004. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.
Source: SEC Form ADV · CRD #128561 · SEC #801-62750 · SEC-registered since 2004 (22 yrs) · Last filing data January 1, 2026
- AUM
- Not reported
- Fee model
- Fee-based
- Clients
- 58
- Employees
- 3
as of 2026
per Form ADV 5.E
Form ADV 5.C — may be institutional
2 advisers
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Overview
AI-generated summary
Higginbotham Retirement Advisors, INC. is a fee-based, SEC-registered investment adviser based in Houston, Texas. It did not report regulatory assets under management on its most recent Form ADV. The firm reported no disclosures on its most recent Form ADV filing.
This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.
Firm details
- CRD #
- 128561
- SEC #
- 801-62750
- Headquarters
- Houston, TX
- Employees
- 3
Clients served
Client types not reported on this filing.
Fees & compensation
- Compensation model: Fee-based — the firm reports client fees and may also receive commissions on certain products.
- Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
- Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
- Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.
Disclosures
Higginbotham Retirement Advisors, INC. reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.
Frequently asked questions
Is Higginbotham Retirement Advisors, INC. a fiduciary?+
Yes. Higginbotham Retirement Advisors, INC. is an SEC-registered investment adviser (CRD #128561), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.
How is Higginbotham Retirement Advisors, INC. compensated?+
Higginbotham Retirement Advisors, INC. reports a fee-based compensation model on its Form ADV. Fee-based advisers charge client fees and may also earn commissions on certain products. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.
How much money does Higginbotham Retirement Advisors, INC. manage?+
Higginbotham Retirement Advisors, INC. did not report regulatory assets under management on its most recent Form ADV. See the SEC IAPD record for details.
Does Higginbotham Retirement Advisors, INC. have any disclosures?+
Higginbotham Retirement Advisors, INC. reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.
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This profile is generated from publicly available SEC filings. Higginbotham Retirement Advisors, INC. has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.