AdvisorGrade
Fee-onlyFiduciaryNo reported disclosuresNationalInternational

Broadway Wealth Solutions

Broadway Wealth Solutions is a fee-only, SEC-registered investment adviser in San Antonio, Texas, registered with the SEC since 2022, managing approximately $308M. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

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Source: SEC Form ADV · CRD #291753 · SEC #801-124953 · SEC-registered since 2022 (4 yrs) · Last filing data January 1, 2026

AUM
$308M

as of 2026

Fee model
Fee-only

per Form ADV 5.E

Clients
Not reported

Form ADV 5.C — may be institutional

Employees
11

11 advisers

Assets per adviser

$28Mper adviser

A scale-normalized measure that lets you compare large and small firms. The typical firm in our directory manages about $102M per adviser — this firm is more adviser-heavy (fewer assets per adviser).

From broadway.bank

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Overview

AI-generated summary

Broadway Wealth Solutions is a fee-only, SEC-registered investment adviser based in San Antonio, Texas. It reported approximately $308M in regulatory assets under management on its most recent Form ADV. The firm reported no disclosures on its most recent Form ADV filing.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
291753
SEC #
801-124953
Headquarters
San Antonio, TX
Employees
11

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-only — the firm reports being paid by clients (e.g. a percentage of assets) and not through commissions.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Assets under management

2026$308M
Assets under management by year
YearReported AUM
2026$308M

Reflects the most recent Form ADV filing. Multi-year history is added as additional historical filings are ingested.

Disclosures

Broadway Wealth Solutions reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

Frequently asked questions

Is Broadway Wealth Solutions a fiduciary?+

Yes. Broadway Wealth Solutions is an SEC-registered investment adviser (CRD #291753), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Broadway Wealth Solutions compensated?+

Broadway Wealth Solutions reports a fee-only compensation model on its Form ADV. Fee-only advisers are paid by their clients (for example, a percentage of assets managed) and do not earn commissions. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Broadway Wealth Solutions manage?+

Broadway Wealth Solutions reported approximately $308M in regulatory assets under management as of its most recent Form ADV filing.

Does Broadway Wealth Solutions have any disclosures?+

Broadway Wealth Solutions reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Broadway Wealth Solutions has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

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