AdvisorGrade

Financial advisers in Rochester, NY

26 registered investment adviser firms in Rochester managing $16.6B in assets, based on public SEC Form ADV filings.

Sage, Rutty & Co., INC.

Rochester, NY · Est. 1990

Regional
Fee-based
AUM
$3.5B
Per adviser
$105M
Advisers
33

No reported disclosures

Howe And Rusling, INC.

Rochester, NY · Est. 1941

RegionalInternational
Fee-based
AUM
$2.4B
Per adviser
$143M
Advisers
17

No reported disclosures

Ashton Thomas Securities, LLC

Rochester, NY · Est. 2008

RegionalInternational
Fee-only
AUM
$1.9B
Per adviser
$72M
Advisers
26

No reported disclosures

Novem Group

Rochester, NY · Est. 2011

Regional
Fee-based
AUM
$1.7B
Per adviser
$34M
Advisers
50

No reported disclosures

Whitney & Company

Rochester, NY · Est. 2001

Local
Fee-based
AUM
$1.5B
Per adviser
$186M
Advisers
8

No reported disclosures

Brighton Securities Corp.

Rochester, NY · Est. 2003

Local
Fee-based
AUM
$931M
Per adviser
$44M
Advisers
21

Seneca Financial Advisors LLC

Rochester, NY · Est. 2010

Local
Fee-based
AUM
$847M
Per adviser
$169M
Advisers
5

No reported disclosures

High Falls Advisors, INC.

Rochester, NY · Est. 1989

Local
Fee-based
AUM
$695M
Per adviser
$99M
Advisers
7

No reported disclosures

Prentice Wealth Management LLC

Rochester, NY · Est. 2012

Local
Fee-based
AUM
$568M
Per adviser
$142M
Advisers
4

No reported disclosures

Rise Advisors, LLC

Rochester, NY · Est. 2020

Local
Fee-based
AUM
$441M
Per adviser
$63M
Advisers
7

No reported disclosures

Lifemark Securities Corp.

Rochester, NY · Est. 2007

National
Fee-based
AUM
$425M
Per adviser
$5M
Advisers
78

Indiano Capital Management

Rochester, NY · Est. 2006

Local
Fee-only
AUM
$254M
Per adviser
$127M
Advisers
2

No reported disclosures

Boyd Capital

Rochester, NY · Est. 2021

Local
Fee-based
AUM
$168M
Per adviser
$84M
Advisers
2

No reported disclosures

W & S Management Services, INC.

Rochester, NY · Est. 2008

Local
Fee-based
AUM
$166M
Per adviser
$42M
Advisers
4

No reported disclosures

Northlanding Financial Partners, LLC

Rochester, NY · Est. 2013

Local
Fee-based
AUM
$152M
Per adviser
$76M
Advisers
2

No reported disclosures

Core Alpha, INC.

Rochester, NY · Est. 2020

Local
Fee-based
AUM
$146M
Per adviser
$49M
Advisers
3

No reported disclosures

Fien Capital Management, LLC

Rochester, NY · Est. 2001

Local
Fee-based
AUM
$138M
Per adviser
$69M
Advisers
2

No reported disclosures

Layline Advisors

Rochester, NY · Est. 2019

Local
Fee-based
AUM
$131M
Per adviser
$44M
Advisers
3

No reported disclosures

Hayes Asset Management, LLC

Rochester, NY · Est. 2006

Local
Fee-only
AUM
$117M
Per adviser
$29M
Advisers
4

No reported disclosures

Engleson & Associates

Rochester, NY · Est. 2008

Local
Fee-based
AUM
$114M
Per adviser
$29M
Advisers
4

No reported disclosures

Fama Fiduciary Wealth LLC

Rochester, NY · Est. 2013

Local
Fee-based
AUM
$100M
Per adviser
$100M
Advisers
1

No reported disclosures

Oak Crest Advisory, LLC

Rochester, NY · Est. 2022

Local
Fee-based
AUM
$90M
Per adviser
$30M
Advisers
3

No reported disclosures

Rochester Investments

Rochester, NY · Est. 2020

Local
Fee-based
AUM
$70M
Per adviser
$70M
Advisers
1

No reported disclosures

Iconoclastic Capital Management LLC

Rochester, NY · Est. 2025

Local
Fee-based
AUM
$68M
Per adviser
$23M
Advisers
3

No reported disclosures

Wgs Management Services, INC

Rochester, NY · Est. 2026

Local
Fee-only
AUM
$42M
Per adviser
$42M
Advisers
1

No reported disclosures

Stone Oak Capital LLC

Rochester, NY · Est. 2026

Local
Fee-based
AUM
Per adviser
Advisers
2