AdvisorGrade
Fee-basedFiduciaryNo reported disclosuresLocal

Seneca Financial Advisors LLC

Seneca Financial Advisors LLC is a fee-based, SEC-registered investment adviser in Rochester, New York, registered with the SEC since 2010, managing approximately $847M. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

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Source: SEC Form ADV · CRD #152824 · SEC #801-71051 · SEC-registered since 2010 (16 yrs) · Last filing data January 1, 2026

AUM
$847M

as of 2026

Fee model
Fee-based

per Form ADV 5.E

Clients
21

Form ADV 5.C — may be institutional

Employees
19

5 advisers

Assets per adviser

$169Mper adviser

A scale-normalized measure that lets you compare large and small firms. The typical firm in our directory manages about $102M per adviser — this firm runs leaner (more assets per adviser).

From senecafinancialadvisors.com

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Screenshot of the Seneca Financial Advisors LLC website

Overview

AI-generated summary

Seneca Financial Advisors LLC is a fee-based, SEC-registered investment adviser based in Rochester, New York. It reported approximately $847M in regulatory assets under management on its most recent Form ADV. The firm reported no disclosures on its most recent Form ADV filing.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
152824
SEC #
801-71051
Headquarters
Rochester, NY
Employees
19

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-based — the firm reports client fees and may also receive commissions on certain products.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Assets under management

2026$847M
Assets under management by year
YearReported AUM
2026$847M

Reflects the most recent Form ADV filing. Multi-year history is added as additional historical filings are ingested.

Disclosures

Seneca Financial Advisors LLC reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

Frequently asked questions

Is Seneca Financial Advisors LLC a fiduciary?+

Yes. Seneca Financial Advisors LLC is an SEC-registered investment adviser (CRD #152824), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Seneca Financial Advisors LLC compensated?+

Seneca Financial Advisors LLC reports a fee-based compensation model on its Form ADV. Fee-based advisers charge client fees and may also earn commissions on certain products. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Seneca Financial Advisors LLC manage?+

Seneca Financial Advisors LLC reported approximately $847M in regulatory assets under management as of its most recent Form ADV filing.

Does Seneca Financial Advisors LLC have any disclosures?+

Seneca Financial Advisors LLC reported no disclosures on its most recent Form ADV (Item 11). Always confirm the current record on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Seneca Financial Advisors LLC has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

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