Registered investment advisers in Rhode Island

AUM: $347.7B
Per adviser: $2.5B
Advisers: 139

No reported disclosures

Providence Equity Partners L.L.C.

Providence, RI · Est. 2010

RegionalInternational

AUM: $24.1B
Per adviser: $473M
Advisers: 51

No reported disclosures

Nautic Partners, LLC

Providence, RI · Est. 2012

AUM: $14.0B
Per adviser: $311M
Advisers: 45

No reported disclosures

Citizens Securities, INC.

Johnston, RI · Est. 2003

National

AUM: $12.9B
Per adviser: $28M
Advisers: 454

Global Strategic Risk Management, LLC

Providence, RI · Est. 2024

RegionalInternational

AUM: $2.9B
Per adviser: $485M
Advisers: 6

No reported disclosures

Parsons Capital Management INC

Providence, RI · Est. 1993

AUM: $2.4B
Per adviser: $199M
Advisers: 12

No reported disclosures

Unison

Providence, RI · Est. 2015

AUM: $2.0B
Per adviser: $2.0B
Advisers: 1

No reported disclosures

Young Richard C & Co Ltd

Newport, RI · Est. 1990

AUM: $1.8B
Per adviser: $225M
Advisers: 8

No reported disclosures

Professional Planning Group

Westerly, RI · Est. 1980

AUM: $1.3B
Per adviser: $146M
Advisers: 9

No reported disclosures

Capital Wealth Management, LLC

West Warwick, RI · Est. 2012

AUM: $1.1B
Per adviser: $126M
Advisers: 9

No reported disclosures

Upper90

Providence, RI · Est. 2020

AUM: $1.1B
Per adviser: $100M
Advisers: 11

No reported disclosures

Mcguire Wealth Management

Wakefield, RI · Est. 2018

AUM: $1.1B
Per adviser: $354M
Advisers: 3

No reported disclosures

Strategicpoint Investment Advisors LLC

Providence, RI · Est. 2002

AUM: $915M
Per adviser: $152M
Advisers: 6

No reported disclosures

Canton Hathaway LLC

Providence, RI · Est. 2018

AUM: $866M
Per adviser: $173M
Advisers: 5

No reported disclosures

Wealthcare Investment Partners LLC

Portsmouth, RI · Est. 2018

AUM: $860M
Per adviser: $172M
Advisers: 5

No reported disclosures

Blue Fin Capital, INC.

Warren, RI · Est. 1998

AUM: $756M
Per adviser: $378M
Advisers: 2

No reported disclosures

Newman Dignan & Sheerar, INC

Providence, RI · Est. 1992

AUM: $731M
Per adviser: $122M
Advisers: 6

No reported disclosures

Sk Wealth Management, LLC

Providence, RI · Est. 1999

AUM: $639M
Per adviser: $160M
Advisers: 4

No reported disclosures

Mystic Asset Management

Warwick, RI · Est. 2014

AUM: $615M
Per adviser: $307M
Advisers: 2

No reported disclosures

Barrett & Company

Providence, RI · Est. 2017

AUM: $530M
Per adviser: $132M
Advisers: 4

Sowa Financial Group

Lincoln, RI · Est. 1993

AUM: $517M
Per adviser: $172M
Advisers: 3

No reported disclosures

Brown, Lisle/Cummings, INC

Providence, RI · Est. 2021

AUM: $487M
Per adviser: $61M
Advisers: 8

Lincoln Capital Corporation

East Greenwich, RI · Est. 1991

AUM: $418M
Per adviser: $139M
Advisers: 3

No reported disclosures

Hall Capital Management Company, INC.

Barrington, RI · Est. 1997

AUM: $412M
Per adviser: $137M
Advisers: 3

No reported disclosures

The Retirement Planning Company Of New England, INC.

Warwick, RI · Est. 1998

AUM: $394M
Per adviser: $131M
Advisers: 3

No reported disclosures

Signet Investment Advisory Group, INC.

Providence, RI · Est. 2002

AUM: $394M
Per adviser: $99M
Advisers: 4

No reported disclosures

Wealth Management Resources, INC.

Smithfield, RI · Est. 2000

AUM: $385M
Per adviser: $64M
Advisers: 6

No reported disclosures

Axis Wealth Partners, LLC

East Providence, RI · Est. 2021

RegionalInternational

AUM: $377M
Per adviser: $63M
Advisers: 6

No reported disclosures

Arlen Capital, LLC

Warwick, RI · Est. 2004

AUM: $349M
Per adviser: $87M
Advisers: 4

No reported disclosures

Weybosset Research & Management, LLC

Providence, RI · Est. 2000

AUM: $341M
Per adviser: $170M
Advisers: 2

No reported disclosures

Fenway Partners, LLC

Westerly, RI · Est. 2023

AUM: $307M
Per adviser: $153M
Advisers: 2

No reported disclosures

Financial Independence, LLC

Warwick, RI · Est. 2021

AUM: $288M
Per adviser: $72M
Advisers: 4

No reported disclosures

First Financial Advisory Services INC

Westerly, RI · Est. 1984

AUM: $278M
Per adviser: $40M
Advisers: 7

No reported disclosures

Diversified Resources, LLC

Warwick, RI · Est. 2016

AUM: $269M
Per adviser: $269M
Advisers: 1

No reported disclosures

Napatree Capital LLC

Westerly, RI · Est. 2021

AUM: $260M
Per adviser: $65M
Advisers: 4

No reported disclosures

Forbes Financial Planning, INC.

East Greenwich, RI · Est. 2020

AUM: $241M
Per adviser: $241M
Advisers: 1

No reported disclosures

Slocum, Gordon & Co. LLP

Newport, RI · Est. 1979

AUM: $219M
Per adviser: $110M
Advisers: 2

No reported disclosures

D & P Investment Advisors, Ltd.

Wakefield, RI · Est. 2022

AUM: $198M
Per adviser: $198M
Advisers: 1

No reported disclosures

Eliot Rose Wealth Management, LLC

Providence, RI · Est. 2021

AUM: $186M
Per adviser: $186M
Advisers: 1

No reported disclosures

Breachway Investments, LLC

Charlestown, RI · Est. 2023

AUM: $165M
Per adviser: $165M
Advisers: 1

No reported disclosures

Have Ria, INC.

Providence, RI · Est. 2023

AUM: $161M
Per adviser: $54M
Advisers: 3

No reported disclosures

Bountiful Investment Management LLC

Rumford, RI · Est. 2024

AUM: $161M
Per adviser: $54M
Advisers: 3

No reported disclosures

Alpha Dog Advisors, Ruff

Cranston, RI · Est. 2021

AUM: $154M
Per adviser: $77M
Advisers: 2

No reported disclosures

Sheeley & Partners Wealth Management, LLC

Providence, RI · Est. 1999

AUM: $131M
Per adviser: $66M
Advisers: 2

No reported disclosures

Ballast Equity Partners Management Company, LLC

Providence, RI · Est. 2026

AUM: $112M
Per adviser: $28M
Advisers: 4

No reported disclosures

Plum Pointe Wealth Management

Providence, RI · Est. 2024

AUM: $105M
Per adviser: $105M
Advisers: 1

No reported disclosures

Balanced Wealth Management, LLC.

East Greenwich, RI · Est. 2026

AUM: $102M
Per adviser: $51M
Advisers: 2

No reported disclosures

Transwestern Capital Advisors, LLC

Newport, RI · Est. 2006

AUM: $74M
Per adviser: $74M
Advisers: 1

No reported disclosures

Marstone LLC

Providence, RI · Est. 2013

AUM: $3M
Per adviser: $1M
Advisers: 2

No reported disclosures

Veritas Wealth Management

North Kingstown, RI · Est. 2026