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Barrett & Company

Barrett & Company is a fee-only, SEC-registered investment adviser in Providence, Rhode Island, registered with the SEC since 2017, managing approximately $530M. As an SEC-registered adviser it is held to a fiduciary standard. Its exact fee schedule and account minimums are disclosed in Form ADV Part 2A.

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Source: SEC Form ADV · CRD #1175 · SEC #801-110786 · SEC-registered since 2017 (9 yrs) · Last filing data January 1, 2026

AUM
$530M

as of 2026

Fee model
Fee-only

per Form ADV 5.E

Clients
Not reported

Form ADV 5.C — may be institutional

Employees
7

4 advisers

Assets per adviser

$132Mper adviser

A scale-normalized measure that lets you compare large and small firms. The typical firm in our directory manages about $102M per adviser — this firm is around the typical range.

From barrettandcompany.com

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Overview

AI-generated summary

Barrett & Company is a fee-only, SEC-registered investment adviser based in Providence, Rhode Island. It reported approximately $530M in regulatory assets under management on its most recent Form ADV. The firm reports one or more disclosure events on Form ADV Item 11 — see the disclosures section below.

This summary is generated from Form ADV data and may not capture all nuances. Always review the complete SEC filing before making decisions.

Firm details

CRD #
1175
SEC #
801-110786
Headquarters
Providence, RI
Employees
7

Clients served

Client types not reported on this filing.

Fees & compensation

  • Compensation model: Fee-only — the firm reports being paid by clients (e.g. a percentage of assets) and not through commissions.
  • Typical fee range: See Part 2A. Exact advisory fee rates are reported in Form ADV Part 2A, not Part 1.
  • Account minimum: See Part 2A. Minimums are disclosed in the firm's Part 2A brochure.
  • Custodial, trading, and fund expenses may apply in addition to advisory fees. See the firm's Form ADV Part 2A for the complete fee schedule.

Assets under management

2026$530M
Assets under management by year
YearReported AUM
2026$530M

Reflects the most recent Form ADV filing. Multi-year history is added as additional historical filings are ingested.

Disclosures

  • 2026 · Other regulatory agency disclosure

    Barrett & Company reported one or more matters in this category on Form ADV Item 11. Form ADV Part 1 indicates that a disclosure exists but not its outcome; review the full Disclosure Reporting Pages on the SEC IAPD record for details and resolution.

  • 2026 · Self-regulatory organization disclosure

    Barrett & Company reported one or more matters in this category on Form ADV Item 11. Form ADV Part 1 indicates that a disclosure exists but not its outcome; review the full Disclosure Reporting Pages on the SEC IAPD record for details and resolution.

  • Detailed, AI-summarized breakdowns of each event are being rolled out across the directory. For now, review the full Disclosure Reporting Pages on the SEC IAPD record.

Frequently asked questions

Is Barrett & Company a fiduciary?+

Yes. Barrett & Company is an SEC-registered investment adviser (CRD #1175), which means it is held to a fiduciary standard and must act in its clients' best interest. Verify its current status on the SEC's Investment Adviser Public Disclosure (IAPD) site.

How is Barrett & Company compensated?+

Barrett & Company reports a fee-only compensation model on its Form ADV. Fee-only advisers are paid by their clients (for example, a percentage of assets managed) and do not earn commissions. Exact fee rates and account minimums are disclosed in the firm's Form ADV Part 2A brochure.

How much money does Barrett & Company manage?+

Barrett & Company reported approximately $530M in regulatory assets under management as of its most recent Form ADV filing.

Does Barrett & Company have any disclosures?+

Barrett & Company reported one or more disclosure events on Form ADV Item 11 (other regulatory agency disclosure, self-regulatory organization disclosure). A disclosure is not by itself a finding of wrongdoing; review the full Disclosure Reporting Pages on the SEC IAPD site.

This profile is generated from publicly available SEC filings. Barrett & Company has not verified or endorsed this information. Last updated from filings: January 1, 2026. View the official filing at SEC IAPD.

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